Investment advisers registered with the Commission or applying for registration with the Commission will still be subject to applicable state Notice Filing fees associated with any amendment or initial registration filing.Q: What are the fees for filing reports as an Exempt Reporting Adviser on IARD?
These responses represent the views of the staff of the Division of Investment Management.
A: You can find the IARD Entitlement Forms and related information under "How To Register/File Reports" on this website. Top Q: I am planning to file reports with the SEC as an Exempt Reporting Adviser and want to know how to set up an IARD account.
A: You can find the IARD Entitlement Forms and related information under "How To Register/File Reports" on this website. Q: Which items in Form ADV must Exempt Reporting Advisers complete?
Top Q: I do not own or have use of a computer to make an electronic filing. A: You have three options: Q: How do I apply for a Temporary Hardship Filing?
A: A Temporary Hardship Filing extends an adviser's electronic filing deadline for seven business days.